OTC Business Solutions
New York Ft. Lauderdale
Los Angeles
954-254-9064
OTC Business Solutions, Inc. is a financial consulting firm providing specialized investment banking, corporate consulting and financial public relations services to both private and public companies. When requested by our client companies, we may perform one or more of the following services on a non-exclusive basis, as well as engage in other activities not listed herein:
a.) Serve as liaison between the Company and Consultant's database of stockbrokers and financial industry contacts and resources; serve as liaison between the Company and the Company's shareholders; serve as an advisor to the Company with respect to existing and potential market makers, broker-dealers, financial public relation entities, and investors as well as a liaison between the Company and such entities; and serve as advisor to the Company with respect to communications and information dissemination (e.g., interviews, press releases, financial media, opt-in e-mailings, etc.) as well as assist with the planning, designing, developing, organizing, writing and distributing of such communications and information, with the exception of due diligence packages which, in the instance of the desired distribution thereof to prospective investors, shall be effected by the Company.
b.) Additionally, in consultation with and as approved by the Company, we may seek to make the Company, its management, its products and/or services, and its financial situation and prospects, known to the financial press, publications and TV financial news programs, financial talk shows, broker-dealers, institutional investors, market makers, investment advisors, and other members of the international financial community as well as the Internet financial media and the public generally. Also, we may seek to make the Company, its management, its products and/or services, and its financial situation and prospects known to other public and private companies that may have an interest in partnering in a joint venture or other scenarios that would potentially increase the shareholder base and overall shareholder value of the company.
OTC Business Solutions receives cash and/or equity compensation from both our client companies as well as third party non-affiliated investors for the services we provide. Concerning equity compensation, OTC Business Solutions sells these shares in the open market (or in other transactions) it receives as compensation. Although these shares are received as compensation for services and not for investment purposes, this should still be viewed as a potential conflict of interest by shareholders or prospective shareholders of the client companies. Section 17(b) of the Securities Act requires that any person who uses the mails or any other means of communication to publish, give publicity to, or circulate any publication or communication that describes a security in return for consideration received or to be received directly or indirectly from an issuer, underwriter or dealer, must fully disclose the type of consideration and the specific amount of the consideration.
To the extent that any of OTC Business Solutions' work involves these activities, OTC acknowledges that it will fully comply with any legal or regulatory requirements concerning full and adequate disclosure, as required by such laws and regulations, including without limitation Section 17(b) of the Securities Act. This disclosure may take the form of SEC 8-K filings, footnoted language or links to a separate compensation page attached to any email, website or publication that is employed.
Furthermore, additional disclosure not required under the above referenced SEC regulations may be presented by OTC at its option.
THE READER SHOULD VERIFY ALL CLAIMS AND DO THEIR OWN DUE DILIGENCE BEFORE INVESTING IN ANY CLIENT COMPANY'S SECURITIES; PLEASE CONSULT YOUR ACCOUNTANT OR FINANCIAL PROFESSIONAL PRIOR TO MAKING AN INVESTMENT AS THIS SECTION IS BY NO MEANS MEANT TO SERVE AS A FULL FINANCIAL DISCLOSURE OR COMPLETE LISTING OF RISK FACTORS.
OTC Business Solutions, Inc. and its associates assume no liability for the content or any errors or omissions in any connection with any information that we have disseminated or assisted with disseminating, whether directly or indirectly. A profile, description, or other mention of a company is neither an offer nor solicitation of an offer to buy or sell any securities mentioned. While we believe all sources of information provided to us and disseminated through our assistance to be accurate and reliable, we cannot and do not guarantee the accuracy of information we received from third parties. Potential investors are cautioned that an investment in any of our client companies' stock involves a high degree of risk and as such should be aware that they could lose some or all of the funds that they invest.
Information disseminated by or on behalf of our client companies may constitute "forward-looking statements" within the meaning of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995. Those statements include statements regarding the intent, belief or current expectations of our client companies and members of its management as well as the assumptions on which such statements are based. Prospective investors are cautioned that any such forward-looking statements are not guarantees of future performance and involve risks and uncertainties, and that actual results may differ materially from those contemplated by such forward-looking statements. Important factors currently known and unknown to OTC Business Solutions, Inc and its associates or its client companies could cause actual results to differ materially from those in forward-statements include fluctuation of operating results, the ability to compete successfully and the ability to complete before-mentioned transactions. OTC Business Solutions, Inc. and its associates undertakes no obligation to update or revise forward-looking statements to reflect changed assumptions, the occurrence of unanticipated events or changes to future operating results.
We encourage our readers to invest carefully and read the investor information available at the web sites of the Securities and Exchange Commission ("SEC") at: http://www.sec.gov and/or the National Association of Securities Dealers ("NASD") at: http://www.nasd.com. We also strongly recommend that you read the SEC advisory to investors concerning Internet Stock Fraud, which can be found at: http://www.sec.gov/consumer/cyberfr.htm. Readers can review all public filings by companies at the SEC's EDGAR page. Other information is also available on the website of the Pink Sheets at: www.nqb.com. The NASD has published information on how to invest carefully at its web site.
